JOHN H. ALDEN, et al., PETITIONERS
v.
MAINE
ON WRIT OF CERTIORARI TO THE SUPREME JUDICIAL COURT OF MAINE
June 23, 1999
KENNEDY, J., delivered the opinion of the Court, in which REHNQUIST, C. J., and O'CONNOR, SCALIA, and THOMAS, JJ., joined. SOUTER, J., filed a dissenting opinion, in which STEVENS, GINSBURG, and BREYER, JJ., joined.
Justice Kennedy delivered the opinion of the Court.
In 1992, petitioners, a group of probation officers, filed suit against their employer, the State of Maine, in the United States District Court for the District of Maine. The officers alleged the State had violated the overtime provisions of the Fair Labor Standards Act of 1938 (FLSA), as amended, 29 U.S.C. § 201 et seq., and sought compensation and liquidated damages. While the suit was pending, this Court decided Seminole Tribe of Fla. v. Florida, 517 U.S. 44 (1996), which made it clear that Congress lacks power under Article I to abrogate the States’ sovereign immunity from suits commenced or prosecuted in the federal courts. Upon consideration of Seminole Tribe, the District Court dismissed petitioners’ action, and the Court of Appeals affirmed. Petitioners then filed the same action in state court. The state trial court dismissed the suit on the basis of sovereign immunity, and the Maine Supreme Judicial Court affirmed.….
We hold that the powers delegated to Congress under Article I of the
United States Constitution do not include the power to subject nonconsenting
States to private suits for damages in state courts. We decide as well
that the State of Maine has not consented to suits for overtime pay and
liquidated damages under the FLSA. On these premises we affirm the judgment
sustaining dismissal of the suit.
I
The Eleventh Amendment makes explicit reference to the States’ immunity
from suits "commenced or prosecuted against one of the United States by
Citizens of another State, or by Citizens or Subjects of any Foreign State."
U.S. Const., Amdt. 11. We have, as a result, sometimes referred to the
States’ immunity from suit as "Eleventh Amendment immunity." The phrase
is convenient shorthand but something of a misnomer, for the sovereign
immunity of the States neither derives from nor is limited by the terms
of the Eleventh Amendment. Rather, as the Constitution’s structure, and
its history, and the authoritative interpretations by this Court make clear,
the States’ immunity from suit is a fundamental aspect of the sovereignty
which the States enjoyed before the ratification of the Constitution, and
which they retain today (either literally or by virtue of their admission
into the Union upon an equal footing with the other States) except as altered
by the plan of the Convention or certain constitutional Amendments.
A
Although the Constitution establishes a National Government with broad, often plenary authority over matters within its recognized competence, the founding document "specifically recognizes the States as sovereign entities." Seminole Tribe of Fla. v. Florida…. Any doubt regarding the constitutional role of the States as sovereign entities is removed by the Tenth Amendment, which, like the other provisions of the Bill of Rights, was enacted to allay lingering concerns about the extent of the national power. The Amendment confirms the promise implicit in the original document: "The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people." U.S. Const., Amdt. 10; see also Printz, supra, at 919; New York v. United States, 505 U.S. 144 (1992).
The States … retain "a residuary and inviolable sovereignty." The
Federalist No. 39. They are not relegated to the role of mere provinces
or political corporations, but retain the dignity, though not the full
authority, of sovereignty.
B
The generation that designed and adopted our federal system considered immunity from private suits central to sovereign dignity. When the Constitution was ratified, it was well established in English law that the Crown could not be sued without consent in its own courts….
Although the American people had rejected other aspects of English political theory, the doctrine that a sovereign could not be sued without its consent was universal in the States when the Constitution was drafted and ratified….
The ratification debates, furthermore, underscored the importance of the States’ sovereign immunity to the American people. Grave concerns were raised by the provisions of Article III which extended the federal judicial power to controversies between States and citizens of other States or foreign nations….
The leading advocates of the Constitution assured the people in no uncertain terms that the Constitution would not strip the States of sovereign immunity. One assurance was contained in The Federalist No. 81, written by Alexander Hamilton:
"It is inherent in the nature of sovereignty not to be amenable to the suit of an individual without its consent. This is the general sense, and the general practice of mankind; and the exemption, as one of the attributes of sovereignty, is now enjoyed by the government of every State in the Union. Unless therefore, there is a surrender of this immunity in the plan of the convention, it will remain with the States, and the danger intimated must be merely ideal… . [T]here is no color to pretend that the State governments would, by the adoption of that plan, be divested of the privilege of paying their own debts in their own way, free from every constraint but that which flows from the obligations of good faith. The contracts between a nation and individuals are only binding on the conscience of the sovereign, and have no pretensions to a compulsive force. They confer no right of action independent of the sovereign Will. To what purpose would it be to authorize suits against States for the debts they owe? How could recoveries be enforced? It is evident that it could not be done without waging war against the contracting State; and to ascribe to the federal courts, by mere implication, and in destruction of the preexisting right of the State governments, a power which would involve such a consequence, would be altogether forced and unwarrantable."
Although the state conventions which addressed the issue of sovereign immunity in their formal ratification documents sought to clarify the point by constitutional amendment, they made clear that they, like Hamilton, Madison, and Marshall, understood the Constitution as drafted to preserve the States’ immunity from private suits….
Despite the persuasive assurances of the Constitution’s leading advocates and the expressed understanding of the only state conventions to address the issue in explicit terms, this Court held, just five years after the Constitution was adopted, that Article III authorized a private citizen of another State to sue the State of Georgia without its consent. Chisholm v. Georgia, 2 Dall. 419 (1793). Each of the four Justices who concurred in the judgment issued a separate opinion. The common theme of the opinions was that the case fell within the literal text of Article III, which by its terms granted jurisdiction over controversies "between a State and Citizens of another State," and "between a State, or the Citizens thereof, and foreign States, Citizens, or Subjects." U.S. Const., Art. III, §2. The argument that this provision granted jurisdiction only over cases in which the State was a plaintiff was dismissed as inconsistent with the ordinary meaning of "between," and with the provision extending jurisdiction to "Controversies between two or more States," which by necessity contemplated jurisdiction over suits to which States were defendants….
Justice Iredell dissented, relying on American history, English history, and the principles of enumerated powers and separate sovereignty.
The Court’s decision "fell upon the country with a profound shock." 1 C. Warren, The Supreme Court in United States History 96 (rev. ed. 1926)….
The States, in particular, responded with outrage to the decision….
An initial proposal to amend the Constitution was introduced in the House of Representatives the day after Chisholm was announced; the proposal adopted as the Eleventh Amendment was introduced in the Senate promptly following an intervening recess. Congress turned to the latter proposal with great dispatch; little more than two months after its introduction it had been endorsed by both Houses and forwarded to the States.
Each House spent but a single day discussing the Amendment, and the vote in each House was close to unanimous. All attempts to weaken the Amendment were defeated….
It might be argued that the Chisholm decision was a correct interpretation of the constitutional design and that the Eleventh Amendment represented a deviation from the original understanding. This, however, seems unsupportable….
The text and history of the Eleventh Amendment … suggest that Congress acted not to change but to restore the original constitutional design….
Given the outraged reaction to Chisholm, as well as Congress’ repeated refusal to otherwise qualify the text of the Amendment, it is doubtful that if Congress meant to write a new immunity into the Constitution it would have limited that immunity to the narrow text of the Eleventh Amendment….
The more natural inference is that the Constitution was understood, in light of its history and structure, to preserve the States’ traditional immunity from private suits. As the Amendment clarified the only provisions of the Constitution that anyone had suggested might support a contrary understanding, there was no reason to draft with a broader brush.
Finally, the swiftness and near unanimity with which the Eleventh Amendment was adopted suggest ….that regardless of the views of four Justices in Chisholm, the country as a whole—which had adopted the Constitution just five years earlier—had not understood the document to strip the States’ of their immunity from private suits….
Although the dissent attempts to rewrite history to reflect a different original understanding, its evidence is unpersuasive….
…[T]he scanty and equivocal evidence offered by the dissent establishes no more than what is evident from the decision in Chisholm—that some members of the founding generation disagreed with Hamilton, Madison, Marshall, Iredell, and the only state conventions formally to address the matter. The events leading to the adoption of the Eleventh Amendment, however, make clear that the individuals who believed the Constitution stripped the States of their immunity from suit were at most a small minority.
Not only do the ratification debates and the events leading to the adoption
of the Eleventh Amendment reveal the original understanding of the States’
constitutional immunity from suit, they also underscore the importance
of sovereign immunity to the founding generation. Simply put, "The Constitution
never would have been ratified if the States and their courts were to be
stripped of their sovereign authority except as expressly provided by the
Constitution itself." Atascadero State Hospital v. Scanlon, 473
U.S. 234, 239, n. 2 (1985).
C
The Court has been consistent in interpreting the adoption of the Eleventh Amendment as conclusive evidence "that the decision in Chisholm was contrary to the well-understood meaning of the Constitution," Seminole Tribe, 517 U.S., at 69, and that the views expressed by Hamilton, Madison, and Marshall during the ratification debates, and by Justice Iredell in his dissenting opinion in Chisholm, reflect the original understanding of the Constitution…. As a consequence, we have looked to "history and experience, and the established order of things," id., at 14, rather than "[a]dhering to the mere letter" of the Eleventh Amendment, id., at 13, in determining the scope of the States’ constitutional immunity from suit.
Following this approach, the Court has upheld States’ assertions of sovereign immunity in various contexts falling outside the literal text of the Eleventh Amendment. In Hans v. Louisiana, the Court held that sovereign immunity barred a citizen from suing his own State under the federal-question head of jurisdiction…. Later decisions rejected similar requests to conform the principle of sovereign immunity to the strict language of the Eleventh Amendment in holding that nonconsenting States are immune from suits brought by federal corporations, Smith v. Reeves, 178 U.S. 436 (1900), foreign nations, Principality of Monaco, supra, or Indian tribes, Blatchford v. Native Village of Noatak, 501 U.S. 775 (1991), and in concluding that sovereign immunity is a defense to suits in admiralty, though the text of the Eleventh Amendment addresses only suits "in law or equity," Ex parte New York, 256 U.S. 490 (1921).
These holdings reflect a settled doctrinal understanding, consistent
with the views of the leading advocates of the Constitution’s ratification,
that sovereign immunity derives not from the Eleventh Amendment but from
the structure of the original Constitution itself….
II
In this case we must determine whether Congress has the power, under Article I, to subject nonconsenting States to private suits in their own courts. As the foregoing discussion makes clear, the fact that the Eleventh Amendment by its terms limits only "[t]he Judicial power of the United States" does not resolve the question. To rest on the words of the Amendment alone would be to engage in the type of ahistorical literalism we have rejected in interpreting the scope of the States’ sovereign immunity since the discredited decision in Chisholm….
While the constitutional principle of sovereign immunity does pose a
bar to federal jurisdiction over suits against nonconsenting States, see,
e.g., Principality of Monaco, 292 U.S., at 322323, this is
not the only structural basis of sovereign immunity implicit in the constitutional
design. Rather, "[t]here is also the postulate that States of the Union,
still possessing attributes of sovereignty, shall be immune from suits,
without their consent, save where there has been ‘a surrender of this immunity
in the plan of the convention.’ " Ibid. (quoting The Federalist
No. 81, at 487). This separate and distinct structural principle is not
directly related to the scope of the judicial power established by Article
III, but inheres in the system of federalism established by the Constitution.
In exercising its Article I powers Congress may subject the States to private
suits in their own courts only if there is "compelling evidence" that the
States were required to surrender this power to Congress pursuant to the
constitutional design. Blatchford, 501 U.S., at 781.
A
Petitioners contend the text of the Constitution and our recent sovereign
immunity decisions establish that the States were required to relinquish
this portion of their sovereignty. We turn first to these sources.
1
Article I, §8 grants Congress broad power to enact legislation in several enumerated areas of national concern. The Supremacy Clause, furthermore, provides:
"This Constitution, and the Laws of the United States which shall be made in Pursuance thereof … , shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any state to the Contrary notwithstanding." U.S. Const., Art. VI.
It is contended that, by virtue of these provisions, where Congress enacts legislation subjecting the States to suit, the legislation by necessity overrides the sovereign immunity of the States.
As is evident from its text, however, the Supremacy Clause enshrines as "the supreme Law of the Land" only those federal Acts that accord with the constitutional design. See Printz, 521 U.S., at 924….
The Constitution, by delegating to Congress the power to establish the supreme law of the land when acting within its enumerated powers, does not foreclose a State from asserting immunity to claims arising under federal law merely because that law derives not from the State itself but from the national power. A contrary view could not be reconciled with Hans v. Louisiana, supra, which sustained Louisiana’s immunity in a private suit arising under the Constitution itself…. We reject any contention that substantive federal law by its own force necessarily overrides the sovereign immunity of the States. When a State asserts its immunity to suit, the question is not the primacy of federal law but the implementation of the law in a manner consistent with the constitutional sovereignty of the States.
Nor can we conclude that the specific Article I powers delegated to Congress necessarily include, by virtue of the Necessary and Proper Clause or otherwise, the incidental authority to subject the States to private suits as a means of achieving objectives otherwise within the scope of the enumerated powers. Although some of our decisions had endorsed this contention, they have since been overruled….
The cases we have cited, of course, came at last to the conclusion that neither the Supremacy Clause nor the enumerated powers of Congress confer authority to abrogate the States’ immunity from suit in federal court. The logic of the decisions, however, does not turn on the forum in which the suits were prosecuted but extends to state-court suits as well.
The dissenting opinion seeks to reopen these precedents, contending that state sovereign immunity must derive either from the common law (in which case the dissent contends it is defeasible by statute) or from natural law (in which case the dissent believes it cannot bar a federal claim). As should be obvious to all, this is a false dichotomy. The text and the structure of the Constitution protect various rights and principles. Many of these, such as the right to trial by jury and the prohibition on unreasonable searches and seizures, derive from the common law. The common-law lineage of these rights does not mean they are defeasible by statute or remain mere common-law rights, however. They are, rather, constitutional rights, and form the fundamental law of the land.
Although the sovereign immunity of the States derives at least in part from the common-law tradition, the structure and history of the Constitution make clear that the immunity exists today by constitutional design. The dissent has provided no persuasive evidence that the founding generation regarded the States’ sovereign immunity as defeasible by federal statute. While the dissent implies this view was held by Madison and Marshall, nothing in the comments made by either individual at the ratification conventions states, or even implies, such an understanding. Although the dissent seizes upon Justice Iredell’s statutory analysis in Chisholm in attempt to attribute this view to Justice Iredell, Justice Iredell’s views on the underlying constitutional question are clear enough from other portions of his dissenting opinion:
"So much, however, has been said on the Constitution, that it may not be improper to intimate that my present opinion is strongly against any construction of it, which will admit, under any circumstances, a compulsive suit against a State for the recovery of money…."
Despite the dissent’s assertion to the contrary, the fact that a right is not defeasible by statute means only that it is protected by the Constitution, not that it derives from natural law. Whether the dissent’s attribution of our reasoning and conclusions to natural law results from analytical confusion or rhetorical device, it is simply inaccurate. We do not contend the founders could not have stripped the States of sovereign immunity and granted Congress power to subject them to private suit but only that they did not do so. By the same token, the contours of sovereign immunity are determined by the founders’ understanding, not by the principles or limitations derived from natural law.
The dissent has offered no evidence that the founders believed sovereign
immunity extended only to cases where the sovereign was the source of the
right asserted….
2
There are isolated statements in some of our cases suggesting that the
Eleventh Amendment is inapplicable in state courts…. This, of course, is
a truism as to the literal terms of the Eleventh Amendment. As we have
explained, however, the bare text of the Amendment is not an exhaustive
description of the States’ constitutional immunity from suit. The cases,
furthermore, do not decide the question presented here—whether the States
retain immunity from private suits in their own courts notwithstanding
an attempted abrogation by the Congress….
B
Whether Congress has authority under Article I to abrogate a State’s
immunity from suit in its own courts is, then, a question of first impression.
In determining whether there is "compelling evidence" that this derogation
of the States’ sovereignty is "inherent in the constitutional compact,"
Blatchford, 501 U.S., at 781, we continue our discussion of history,
practice, precedent, and the structure of the Constitution.
1
We look first to evidence of the original understanding of the Constitution. Petitioners contend that because the ratification debates and the events surrounding the adoption of the Eleventh Amendment focused on the States’ immunity from suit in federal courts, the historical record gives no instruction as to the founding generation’s intent to preserve the States’ immunity from suit in their own courts.
We believe, however, that the founders’ silence is best explained by the simple fact that no one, not even the Constitution’s most ardent opponents, suggested the document might strip the States of the immunity. In light of the overriding concern regarding the States’ war-time debts, together with the well known creativity, foresight, and vivid imagination of the Constitution’s opponents, the silence is most instructive. It suggests the sovereign’s right to assert immunity from suit in its own courts was a principle so well established that no one conceived it would be altered by the new Constitution….
Similarly, while the Eleventh Amendment by its terms addresses only "the Judicial power of the United States," nothing in Chisholm, the catalyst for the Amendment, suggested the States were not immune from suits in their own courts….
The language of the Eleventh Amendment, furthermore, was directed toward the only provisions of the constitutional text believed to call the States’ immunity from private suits into question….
Finally, the Congress which endorsed the Eleventh Amendment rejected language limiting the Amendment’s scope to cases where the States had made available a remedy in their own courts. See supra, at 11. Implicit in the proposal, it is evident, was the premise that the States retained their immunity and the concomitant authority to decide whether to allow private suits against the sovereign in their own courts.
In light of the language of the Constitution and the historical context,
it is quite apparent why neither the ratification debates nor the language
of the Eleventh Amendment addressed the States’ immunity from suit in their
own courts. The concerns voiced at the ratifying conventions, the furor
raised by Chisholm, and the speed and unanimity with which the Amendment
was adopted, moreover, underscore the jealous care with which the founding
generation sought to preserve the sovereign immunity of the States…. [I]t
is difficult to conceive that the Constitution would have been adopted
if it had been understood to strip the States of immunity from suit in
their own courts and cede to the Federal Government a power to subject
nonconsenting States to private suits in these fora.
2
Our historical analysis is supported by early congressional practice, which provides "contemporaneous and weighty evidence of the Constitution’s meaning." Printz, 521 U.S., at 905. Although early Congresses enacted various statutes authorizing federal suits in state court, we have discovered no instance in which they purported to authorize suits against nonconsenting States in these fora. The "numerousness of these statutes [authorizing suit in state court], contrasted with the utter lack of statutes" subjecting States to suit, "suggests an assumed absence of such power." 521 U.S., at 907908. It thus appears early Congresses did not believe they had the power to authorize private suits against the States in their own courts.
Not only were statutes purporting to authorize private suits against nonconsenting States in state courts not enacted by early Congresses, statutes purporting to authorize such suits in any forum are all but absent from our historical experience…. The provisions of the FLSA at issue here … are among the first statutory enactments purporting in express terms to subject nonconsenting States to private suits. Although similar statutes have multiplied in the last generation, "they are of such recent vintage that they are no more probative than the [FLSA] of a constitutional tradition that lends meaning to the text. Their persuasive force is far outweighed by almost two centuries of apparent congressional avoidance of the practice." 521 U.S., at 918.
Even the recent statutes, moreover, do not provide evidence of an understanding
that Congress has a greater power to subject States to suit in their own
courts than in federal courts. On the contrary, the statutes purport to
create causes of actions against the States which are enforceable in federal,
as well as state, court. To the extent recent practice thus departs from
longstanding tradition, it reflects not so much an understanding that the
States have surrendered their immunity from suit in their own courts as
the erroneous view … that Congress may subject nonconsenting States to
private suits in any forum.
3
The theory and reasoning of our earlier cases suggest the States do retain a constitutional immunity from suit in their own courts. We have often described the States’ immunity in sweeping terms, without reference to whether the suit was prosecuted in state or federal court….
We have said on many occasions, furthermore, that the States retain their immunity from private suits prosecuted in their own courts. Seminole Tribe, 517 U.S., at 71, n. 14.
We have also relied on the States’ immunity in their own courts as a premise in our Eleventh Amendment rulings. See Hans, 134 U.S., at 10….
As it is settled doctrine that neither substantive federal law nor attempted
congressional abrogation under Article I bars a State from raising a constitutional
defense of sovereign immunity in federal court, our decisions suggesting
that the States retain an analogous constitutional immunity from private
suits in their own courts support the conclusion that Congress lacks the
Article I power to subject the States to private suits in those fora.
4
Our final consideration is whether a congressional power to subject nonconsenting States to private suits in their own courts is consistent with the structure of the Constitution. We look both to the essential principles of federalism and to the special role of the state courts in the constitutional design.
Although the Constitution grants broad powers to Congress, our federalism requires that Congress treat the States in a manner consistent with their status as residuary sovereigns and joint participants in the governance of the Nation. See, e.g., United States v. Lopez, 514 U.S., at 583 (concurring opinion); Printz, 521 U.S., at 935; New York, 505 U.S., at 188….
Petitioners contend that immunity from suit in federal court suffices to preserve the dignity of the States. Private suits against nonconsenting States, however, present "the indignity of subjecting a State to the coercive process of judicial tribunals at the instance of private parties," In re Ayers, supra, at 505, regardless of the forum. Not only must a State defend or default but also it must face the prospect of being thrust, by federal fiat and against its will, into the disfavored status of a debtor, subject to the power of private citizens to levy on its treasury or perhaps even government buildings or property which the State administers on the public’s behalf.
In some ways, of course, a congressional power to authorize private suits against nonconsenting States in their own courts would be even more offensive to state sovereignty than a power to authorize the suits in a federal forum. Although the immunity of one sovereign in the courts of another has often depended in part on comity or agreement, the immunity of a sovereign in its own courts has always been understood to be within the sole control of the sovereign itself. A power to press a State’s own courts into federal service to coerce the other branches of the State, furthermore, is the power first to turn the State against itself and ultimately to commandeer the entire political machinery of the State against its will and at the behest of individuals. Such plenary federal control of state governmental processes denigrates the separate sovereignty of the States.
It is unquestioned that the Federal Government retains its own immunity from suit not only in state tribunals but also in its own courts. In light of our constitutional system recognizing the essential sovereignty of the States, we are reluctant to conclude that the States are not entitled to a reciprocal privilege.
Underlying constitutional form are considerations of great substance. Private suits against nonconsenting States—especially suits for money damages—may threaten the financial integrity of the States. It is indisputable that, at the time of the founding, many of the States could have been forced into insolvency but for their immunity from private suits for money damages. Even today, an unlimited congressional power to authorize suits in state court to levy upon the treasuries of the States for compensatory damages, attorney’s fees, and even punitive damages could create staggering burdens, giving Congress a power and a leverage over the States that is not contemplated by our constitutional design. The potential national power would pose a severe and notorious danger to the States and their resources….
A general federal power to authorize private suits for money damages would place unwarranted strain on the States’ ability to govern in accordance with the will of their citizens…. If the principle of representative government is to be preserved to the States, the balance between competing interests must be reached after deliberation by the political process established by the citizens of the State, not by judicial decree mandated by the Federal Government and invoked by the private citizen….
By "split[ting] the atom of sovereignty," the founders established "two orders of government, each with its own direct relationship, its own privity, its own set of mutual rights and obligations to the people who sustain it and are governed by it." Saenz v. Roe…. When the Federal Government asserts authority over a State’s most fundamental political processes, it strikes at the heart of the political accountability so essential to our liberty and republican form of government.
The asserted authority would blur not only the distinct responsibilities of the State and National Governments but also the separate duties of the judicial and political branches of the state governments…. A State is entitled to order the processes of its own governance, assigning to the political branches, rather than the courts, the responsibility for directing the payment of debts. If Congress could displace a State’s allocation of governmental power and responsibility, the judicial branch of the State, whose legitimacy derives from fidelity to the law, would be compelled to assume a role not only foreign to its experience but beyond its competence as defined by the very constitution from which its existence derives.
Congress cannot abrogate the States’ sovereign immunity in federal court; were the rule to be different here, the National Government would wield greater power in the state courts than in its own judicial instrumentalities….
The resulting anomaly cannot be explained by reference to the special role of the state courts in the constitutional design….The conclusion would imply that Congress may in some cases act only through instrumentalities of the States. Yet, as Chief Justice Marshall explained, "No trace is to be found in the constitution of an intention to create a dependence of the government of the Union on those of the States, for the execution of the great powers assigned to it. Its means are adequate to its ends; and on those means alone was it expected to rely for the accomplishment of its ends." McCulloch v. Maryland, 4 Wheat. 316, 424 (1819)….
The provisions of the Constitution upon which we have relied in finding the state courts peculiarly amenable to federal command, moreover, do not distinguish those courts from the Federal Judiciary. The Supremacy Clause does impose specific obligations on state judges. There can be no serious contention, however, that the Supremacy Clause imposes greater obligations on state-court judges than on the Judiciary of the United States itself….
We have recognized that Congress may require state courts to hear only "matters appropriate for the judicial power," Printz, 521 U.S., at 907. Our sovereign immunity precedents establish that suits against nonconsenting States are not "properly susceptible of litigation in courts," Hans, 134 U.S., at 12, and, as a result, that "[t]he entire judicial power granted by the Constitution does not embrace authority to entertain such suits in the absence of the State’s consent." Principality of Monaco, 292 U.S., at 329….
In light of history, practice, precedent, and the structure of the Constitution,
we hold that the States retain immunity from private suit in their own
courts, an immunity beyond the congressional power to abrogate by Article
I legislation.
III
The constitutional privilege of a State to assert its sovereign immunity in its own courts does not confer upon the State a concomitant right to disregard the Constitution or valid federal law…. The good faith of the States … provides an important assurance that "[t]his Constitution, and the Laws of the United States which shall be made in Pursuance thereof … shall be the supreme Law of the Land." U.S. Const., Art. VI.
Sovereign immunity, moreover, does not bar all judicial review of state compliance with the Constitution and valid federal law. Rather, certain limits are implicit in the constitutional principle of state sovereign immunity.
The first of these limits is that sovereign immunity bars suits only in the absence of consent….
The States have consented, moreover, to some suits pursuant to the plan of the Convention or to subsequent constitutional amendments. In ratifying the Constitution, the States consented to suits brought by other States or by the Federal Government…. Suits brought by the United States itself require the exercise of political responsibility for each suit prosecuted against a State, a control which is absent from a broad delegation to private persons to sue nonconsenting States.
We have held also that in adopting the Fourteenth Amendment, the people required the States to surrender a portion of the sovereignty that had been preserved to them by the original Constitution, so that Congress may authorize private suits against nonconsenting States pursuant to its §5 enforcement power….
The principle of sovereign immunity as reflected in our jurisprudence
strikes the proper balance between the supremacy of federal law and the
separate sovereignty of the States. That we have, during the first 210
years of our constitutional history, found it unnecessary to decide the
question presented here suggests a federal power to subject nonconsenting
States to private suits in their own courts is unnecessary to uphold the
Constitution and valid federal statutes as the supreme law.
IV
The sole remaining question is whether Maine has waived its immunity….
The State, we conclude, has not consented to suit.
V
This case at one level concerns the formal structure of federalism, but in a Constitution as resilient as ours form mirrors substance. Congress has vast power but not all power. When Congress legislates in matters affecting the States, it may not treat these sovereign entities as mere prefectures or corporations. Congress must accord States the esteem due to them as joint participants in a federal system, one beginning with the premise of sovereignty in both the central Government and the separate States. Congress has ample means to ensure compliance with valid federal laws, but it must respect the sovereignty of the States.
In apparent attempt to disparage a conclusion with which it disagrees, the dissent attributes our reasoning to natural law. We seek to discover, however, only what the Framers and those who ratified the Constitution sought to accomplish when they created a federal system….
The State of Maine has not questioned Congress’ power to prescribe substantive rules of federal law to which it must comply. Despite an initial good-faith disagreement about the requirements of the FLSA, it is conceded by all that the State has altered its conduct so that its compliance with federal law cannot now be questioned…. The difference between a suit by the United States on behalf of the employees and a suit by the employees implicates a rule that the National Government must itself deem the case of sufficient importance to take action against the State; and history, precedent, and the structure of the Constitution make clear that, under the plan of the Convention, the States have consented to suits of the first kind but not of the second. The judgment of the Supreme Judicial Court of Maine is
Affirmed.
Justice Souter, with whom Justice Stevens, Justice Ginsburg, and Justice Breyer join, dissenting.
In Seminole Tribe of Fla. v. Florida, 517 U.S. 44 (1996), a majority of this Court invoked the Eleventh Amendment to declare that the federal judicial power under Article III of the Constitution does not reach a private action against a State, even on a federal question. In the Court’s conception, however, the Eleventh Amendment was understood as having been enhanced by a "background principle" of state sovereign immunity (understood as immunity to suit), that operated beyond its limited codification in the Amendment, dealing solely with federal citizen-state diversity jurisdiction. To the Seminole Tribe dissenters, of whom I was one, the Court’s enhancement of the Amendment was at odds with constitutional history and at war with the conception of divided sovereignty that is the essence of American federalism.
Today’s issue arises naturally in the aftermath of the decision in Seminole Tribe. The Court holds that the Constitution bars an individual suit against a State to enforce a federal statutory right under the Fair Labor Standards Act of 1938 (FLSA), 29 U.S.C. § 201 et seq. (1994 ed. and Supp. III), when brought in the State’s courts over its objection. In thus complementing its earlier decision, the Court of course confronts the fact that the state forum renders the Eleventh Amendment beside the point, and it has responded by discerning a simpler and more straightforward theory of state sovereign immunity than it found in Seminole Tribe: a State’s sovereign immunity from all individual suits is a "fundamental aspect" of state sovereignty "confirm[ed]" by the Tenth Amendment. As a consequence, Seminole Tribe’s contorted reliance on the Eleventh Amendment and its background was presumably unnecessary; the Tenth would have done the work with an economy that the majority in Seminole Tribe would have welcomed. Indeed, if the Court’s current reasoning is correct, the Eleventh Amendment itself was unnecessary. Whatever Article III may originally have said about the federal judicial power, the embarrassment to the State of Georgia occasioned by attempts in federal court to enforce the State’s war debt could easily have been avoided if only the Court that decided Chisholm v. Georgia, 2 Dall. 419 (1793), had understood a State’s inherent, Tenth Amendment right to be free of any judicial power, whether the court be state or federal, and whether the cause of action arise under state or federal law.
The sequence of the Court’s positions prompts a suspicion of error, and skepticism is confirmed by scrutiny of the Court’s efforts to justify its holding. There is no evidence that the Tenth Amendment constitutionalized a concept of sovereign immunity as inherent in the notion of statehood, and no evidence that any concept of inherent sovereign immunity was understood historically to apply when the sovereign sued was not the font of the law. Nor does the Court fare any better with its subsidiary lines of reasoning, that the state-court action is barred by the scheme of American federalism, a result supposedly confirmed by a history largely devoid of precursors to the action considered here. The Court’s federalism ignores the accepted authority of Congress to bind States under the FLSA and to provide for enforcement of federal rights in state court. The Court’s history simply disparages the capacity of the Constitution to order relationships in a Republic that has changed since the founding.
On each point the Court has raised it is mistaken, and I respectfully
dissent from its judgment.
I
The Court rests its decision principally on the claim that immunity from suit was "a fundamental aspect of the sovereignty which the States enjoyed before the ratification of the Constitution," an aspect which the Court understands to have survived the ratification of the Constitution in 1788 and to have been "confirm[ed]" and given constitutional status, by the adoption of the Tenth Amendment in 1791. If the Court truly means by "sovereign immunity" what that term meant at common law, its argument would be insupportable. While sovereign immunity entered many new state legal systems as a part of the common law selectively received from England, it was not understood to be indefeasible or to have been given any such status by the new National Constitution, which did not mention it. Had the question been posed, state sovereign immunity could not have been thought to shield a State from suit under federal law on a subject committed to national jurisdiction by Article I of the Constitution. Congress exercising its conceded Article I power may unquestionably abrogate such immunity. I set out this position at length in my dissent in Seminole Tribe and will not repeat it here.1
The Court does not, however, offer today’s holding as a mere corollary to its reasoning in Seminole Tribe, substituting the Tenth Amendment for the Eleventh as the occasion demands, and it is fair to read its references to a "fundamental aspect" of state sovereignty as referring not to a prerogative inherited from the Crown, but to a conception necessarily implied by statehood itself….
I understand the Court to rely on the Hamiltonian formulation with the object of suggesting that its conception of sovereign immunity as a "fundamental aspect" of sovereignty was a substantially popular, if not the dominant, view in the periods of Revolution and Confederation….
[However, t]here is almost no evidence that the generation of the Framers
thought sovereign immunity was fundamental in the sense of being unalterable.
Whether one looks at the period before the framing, to the ratification
controversies, or to the early republican era, the evidence is the same.
Some Framers thought sovereign immunity was an obsolete royal prerogative
inapplicable in a republic; some thought sovereign immunity was a common-law
power defeasible, like other common-law rights, by statute; and perhaps
a few thought, in keeping with a natural law view distinct from the common-law
conception, that immunity was inherent in a sovereign because the body
that made a law could not logically be bound by it. Natural law thinking
on the part of a doubtful few will not, however, support the Court’s position.
A
The American Colonies did not enjoy sovereign immunity, that being a
privilege understood in English law to be reserved for the Crown alone….
B
Starting in the mid-1760’s, ideas about sovereignty in colonial America began to shift…. [B]y the time independence was declared in 1776, the locus of sovereignty was still an open question….
As the concept of sovereignty was unsettled, so was that of sovereign immunity. Some States appear to have understood themselves to be without immunity from suit in their own courts upon independence…. Other new States understood themselves to be inheritors of the Crown’s common-law sovereign immunity and so enacted statutes authorizing legal remedies against the State parallel to those available in England….
Around the time of the Constitutional Convention, then, there existed
among the States some diversity of practice with respect to sovereign immunity;
but despite a tendency among the state constitutions to announce and declare
certain inalienable and natural rights of men and even of the collective
people of a State,… no State declared that sovereign immunity was one of
those rights. To the extent that States were thought to possess immunity,
it was perceived as a prerogative of the sovereign under common law. And
where sovereign immunity was recognized as barring suit, provisions for
recovery from the State were in order, just as they had been at common
law in England.
C
At the Constitutional Convention, the notion of sovereign immunity, whether as natural law or as common law, was not an immediate subject of debate, and the sovereignty of a State in its own courts seems not to have been mentioned. This comes as no surprise, for although the Constitution required state courts to apply federal law, the Framers did not consider the possibility that federal law might bind States, say, in their relations with their employees. In the subsequent ratification debates, however, the issue of jurisdiction over a State did emerge in the question whether States might be sued on their debts in federal court, and on this point, too, a variety of views emerged and the diversity of sovereign immunity conceptions displayed itself.
The only arguable support for the Court’s absolutist view that I have found among the leading participants in the debate surrounding ratification was the one already mentioned, that of Alexander Hamilton in The Federalist No. 81, where he described the sovereign immunity of the States in language suggesting principles associated with natural law:
"It is inherent in the nature of sovereignty not to be amenable to the suit of an individual without its consent. This is the general sense and the general practice of mankind; and the exemption, as one of the attributes of sovereignty, is now enjoyed by the government of every State in the Union. Unless therefore, there is a surrender of this immunity in the plan of the convention, it will remain with the States, and the danger intimated [that States might be sued on their debts in federal court] must be merely ideal. … The contracts between a nation and individuals are only binding on the conscience of the sovereign, and have no pretensions to a compulsive force. They confer no right of action independent of the sovereign will." The Federalist No. 81.
Hamilton chose his words carefully, and he acknowledged the possibility that at the Convention the States might have surrendered sovereign immunity in some circumstances, but the thrust of his argument was that sovereign immunity was "inherent in the nature of sovereignty." An echo of Pufendorf [a seventeenth century natural law philosophered.] may be heard in his reference to "the conscience of the sovereign"; and the universality of the phenomenon of sovereign immunity, which Hamilton claimed ("the general sense and the general practice of mankind"), is a peculiar feature of the natural law conception. The apparent novelty and uniqueness of Hamilton’s employment of natural law terminology to explain the sovereign immunity of the States is worth remarking, because it stands in contrast to formulations indicating no particular position on the natural-law-versus-common-law origin, to the more widespread view that sovereign immunity derived from common law, and to the more radical stance that the sovereignty of the people made sovereign immunity out of place in the United States. Hamilton’s view is also worth noticing because, in marked contrast to its prominence in the Court’s opinion today, as well as in Seminole Tribe, 517 U.S., at 54, and in Hans v. Louisiana, 134 U.S. 1, 13 (1890), it found no favor in the early Supreme Court….
From a canvass of th[e] spectrum of opinion expressed at the ratifying
conventions, one thing is certain. No one was espousing an indefeasible,
natural law view of sovereign immunity. The controversy over the enforceability
of state debts subject to state law produced emphatic support for sovereign
immunity from eminences as great as Madison and Marshall, but neither of
them indicated adherence to any immunity conception outside the common
law.
D
At the close of the ratification debates, the issue of the sovereign
immunity of the States under Article III had not been definitively resolved,
and in some instances the indeterminacy led the ratification conventions
to respond in ways that point to the range of thinking about the doctrine.
Several state ratifying conventions proposed amendments and issued declarations
that would have exempted States from subjection to suit in federal court….
[T]he state ratifying conventions’ felt need for clarification on the question
of state suability demonstrates that uncertainty surrounded the matter
even at the moment of ratification. This uncertainty set the stage for
the divergent views expressed in Chisholm.
E
If the natural law conception of sovereign immunity as an inherent characteristic of sovereignty enjoyed by the States had been broadly accepted at the time of the founding, one would expect to find it reflected somewhere in the five opinions delivered by the Court in Chisholm v. Georgia, 2 Dall. 419 (1793). Yet that view did not appear in any of them. And since a bare two years before Chisholm, the Bill of Rights had been added to the original Constitution, if the Tenth Amendment had been understood to give federal constitutional status to state sovereign immunity so as to endue it with the equivalent of the natural law conception, one would be certain to find such a development mentioned somewhere in the Chisholm writings. In fact, however, not one of the opinions espoused the natural law view, and not one of them so much as mentioned the Tenth Amendment. Not even Justice Iredell, who alone among the Justices thought that a State could not be sued in federal court, echoed Hamilton or hinted at a constitutionally immutable immunity doctrine….
… [Iredell’s] reasoning was cautious. Its core was that the Court could not assume a waiver of the State’s common-law sovereign immunity where Congress had not expressly passed such a waiver. Although Justice Iredell added, in what he clearly identified as dictum, that he was "strongly against" any construction of the Constitution "which will admit, under any circumstances, a compulsive suit against a State for the recovery of money," he made it equally clear that he understood sovereign immunity as a common-law doctrine passed to the States with independence….
… [N]either counsel for Georgia before the Circuit Court nor Justice Iredell seems even to have conceived the possibility that the new Tenth Amendment produced the equivalent of such a doctrine [that sovereign immunity was an indefeasible natural law right]. This dearth of support makes it very implausible for today’s Court to argue that a substantial (let alone a dominant) body of thought at the time of the framing understood sovereign immunity to be an inherent right of statehood, adopted or confirmed by the Tenth Amendment.
The Court’s discomfort is evident in its obvious recognition that its natural law or Tenth Amendment conception of state sovereign immunity is insupportable if Chisholm stands. Hence the Court’s attempt to discount the Chisholm opinions, an enterprise in which I believe it fails.
The Court, citing Hans v. Louisiana, 134 U.S. 1 (1890), says that the Eleventh Amendment "overruled" Chisholm, but the animadversion is beside the point. The significance of Chisholm is its indication that in 1788 and 1791 it was not generally assumed (indeed, hardly assumed at all) that a State’s sovereign immunity from suit in its own courts was an inherent, and not merely a common-law, advantage….
…The fact that Chisholm was no conceptual aberration is apparent from the ratification debates and the several state requests to rewrite Article III….
…[A]lthough much post-Chisholm discussion was disapproving (as
the States saw their escape from debt cut off), the decision had champions
"every bit as vigorous in defending their interpretation of the Constitution
as were those partisans on the other side of the issue." Marcus & Wexler,
Suits Against States: Diversity of Opinion In The 1790s, 1993 J. Sup.
Ct. Hist. 73, 83….
F
It is clear enough that the Court has no historical predicate to argue for a fundamental or inherent theory of sovereign immunity as limiting authority elsewhere conferred by the Constitution or as imported into the Constitution by the Tenth Amendment. But what if the facts were otherwise and a natural law conception of state sovereign immunity in a State’s own courts were implicit in the Constitution? On good authority, it would avail the State nothing, and the Court would be no less mistaken than it is already in sustaining the State’s claim today.
The opinion of this Court that comes closer to embodying the present majority’s inherent, natural law theory of sovereign immunity than any other I can find was written by Justice Holmes in Kawananakoa v. Polyblank, 205 U.S. 349 (1907)…. [T]he Court fails to realize that under the natural law theory, sovereign immunity may be invoked only by the sovereign that is the source of the right upon which suit is brought. Justice Holmes said so expressly: "A sovereign is exempt from suit, not because of any formal conception or obsolete theory, but on the logical and practical ground that there can be no legal right as against the authority that makes the law on which the right depends."
His cited authorities stand in the line that today’s Court purports to follow: Hobbes, Bodin, [and] Sir John Eliot ….
There is no escape from the trap of Holmes’s logic save recourse to
the argument that the doctrine of sovereign immunity is not the rationally
necessary or inherent immunity of the civilians, but the historically contingent,
and to a degree illogical, immunity of the common law. But if the Court
admits that the source of sovereign immunity is the common law, it must
also admit that the common-law doctrine could be changed by Congress acting
under the Commerce Clause. It is not for me to say which way the Court
should turn; but in either case it is clear that Alden’s suit should go
forward.
II
… The Court … has a second line of argument looking … to a structural
basis in the Constitution’s creation of a federal system….
A
… [T]he general scheme of delegated sovereignty as between the two component governments of the federal system was clear, and was succinctly stated by Chief Justice Marshall: "In America, the powers of sovereignty are divided between the government of the Union, and those of the States. They are each sovereign, with respect to the objects committed to it, and neither sovereign with respect to the objects committed to the other." McCulloch v. Maryland, 4 Wheat. 316, 410 (1819).
Hence the flaw in the Court’s appeal to federalism. The State of Maine is not sovereign with respect to the national objective of the FLSA. It is not the authority that promulgated the FLSA, on which the right of action in this case depends. That authority is the United States acting through the Congress, whose legislative power under Article I of the Constitution to extend FLSA coverage to state employees has already been decided, see Garcia v. San Antonio Metropolitan Transit Authority, 469 U.S. 528 (1985), and is not contested here.
Nor can it be argued that because the State of Maine creates its own
court system, it has authority to decide what sorts of claims may be entertained
there, and thus in effect to control the right of action in this case.
Maine has created state courts of general jurisdiction; once it has done
so, the Supremacy Clause of the Constitution, Art. VI, cl. 2, which requires
state courts to enforce federal law and state-court judges to be bound
by it, requires the Maine courts to entertain this federal cause of action….
B
It is symptomatic of the weakness of the structural notion proffered by the Court that it seeks to buttress the argument by relying on "the dignity and respect afforded a State, which the immunity is designed to protect….
It would be hard to imagine anything more inimical to the republican conception, which rests on the understanding of its citizens precisely that the government is not above them, but of them, its actions being governed by law just like their own. Whatever justification there may be for an American government’s immunity from private suit, it is not dignity.
It is equally puzzling to hear the Court say that "federal power to
authorize private suits for money damages would place unwarranted strain
on the States’ ability to govern in accordance with the will of their citizens."
So long as the citizens’ will, expressed through state legislation, does
not violate valid federal law, the strain will not be felt; and to the
extent that state action does violate federal law, the will of the citizens
of the United States already trumps that of the citizens of the State:
the strain then is not only expected, but necessarily intended….
III
If neither theory nor structure can supply the basis for the Court’s conceptions of sovereign immunity and federalism, then perhaps history might. The Court apparently believes that because state courts have not historically entertained Commerce Clause-based federal-law claims against the States, such an innovation carries a presumption of unconstitutionality. At the outset, it has to be noted that this approach assumes a more cohesive record than history affords…. But even if the record were less unkempt, the problem with arguing from historical practice in this case is that past practice, even if unbroken, provides no basis for demanding preservation when the conditions on which the practice depended have changed in a constitutionally relevant way.
It was at one time, though perhaps not from the framing, believed that "Congress’ authority to regulate the States under the Commerce Clause" was limited by "certain underlying elements of political sovereignty … deemed essential to the States’ ‘separate and independent existence.’ " See Garcia, 469 U.S., at 547548. On this belief, the preordained balance between state and federal sovereignty was understood to trump the terms of Article I and preclude Congress from subjecting States to federal law on certain subjects. As a consequence it was rare, if not unknown, for state courts to confront the situation in which federal law enacted under the Commerce Clause provided the authority for a private right of action against a State in state court. The question of state immunity from a Commerce Clause-based federal-law suit in state court thus tended not to arise for the simple reason that acts of Congress authorizing such suits did not exist.
Today, however, in light of Garcia, supra (overruling National League of Cities v. Usery, 426 U.S. 833 (1976)), the law is settled that federal legislation enacted under the Commerce Clause may bind the States without having to satisfy a test of undue incursion into state sovereignty. "[T]he fundamental limitation that the constitutional scheme imposes on the Commerce Clause to protect the ‘States as States’ is one of process rather than one of result." Garcia, supra, at 554. Because the commerce power is no longer thought to be circumscribed, the dearth of prior private federal claims entertained against the States in state courts does not tell us anything, and reflects nothing but an earlier and less expansive application of the commerce power.
Least of all is it to the point for the Court to suggest that because the Framers would be surprised to find States subjected to a federal-law suit in their own courts under the commerce power, the suit must be prohibited by the Constitution. The Framers’ intentions and expectations count so far as they point to the meaning of the Constitution’s text or the fair implications of its structure, but they do not hover over the instrument to veto any application of its principles to a world that the Framers could not have anticipated….
" ‘We must never forget,’ said Mr. Chief Justice Marshall in McCulloch,
[4 Wheat., at] 407, ‘that it is a Constitution we are expounding.’ Since
then this Court has repeatedly sustained the exercise of power by Congress,
under various clauses of that instrument, over objects of which the Fathers
could not have dreamed." Olmstead v. United States, 277 U.S. 438,
472 (1928) (Brandeis, J. dissenting).
IV
A
If today’s decision occasions regret at its anomalous versions of history and federal theory, it is the more regrettable in being the second time the Court has suddenly changed the course of prior decision in order to limit the exercise of authority over a subject now concededly within the Article I jurisdiction of the Congress. The FLSA, which requires employers to pay a minimum wage, was first enacted in 1938, with an exemption for States acting as employers. In 1966, it was amended to remove the state employer exemption so far as it concerned workers in hospitals, institutions, and schools. In [Maryland v.] Wirtz, [392 US 183,] the Court upheld the amendment over the dissent’s argument that extending the FLSA to these state employees was "such a serious invasion of state sovereignty protected by the Tenth Amendment that it is … not consistent with our constitutional federalism." Id., at 201 (opinion of Douglas, J.).
In 1974, Congress again amended the FLSA, this time "extend[ing] the minimum wage and maximum hour provisions to almost all public employees employed by the States and by their various political subdivisions." National League of Cities, 426 U.S., at 836. This time the Court went the other way: in National League of Cities, the Court held the extension of the Act to these employees an unconstitutional infringement of state sovereignty; for good measure, the Court overturned Wirtz, dismissing its reasoning as no longer authoritative.
But National League of Cities was not the last word. In Garcia, decided some nine years later, the Court addressed the question whether a municipally owned mass-transit system was exempt from the FLSA. In holding that it was not, the Court overruled National League of Cities, this time taking the position that Congress was not barred by the Constitution from binding the States as employers under the Commerce Clause. As already mentioned, the Court held that whatever protection the Constitution afforded to the States’ sovereignty lay in the constitutional structure, not in some substantive guarantee. Garcia remains good law, its reasoning has not been repudiated, and it has not been challenged here.
The FLSA has not, however, fared as well in practice as it has in theory.
The Court in Seminole Tribe created a significant impediment to
the statute’s practical application by rendering its damages provisions
unenforceable against the States by private suit in federal court. Today’s
decision blocking private actions in state courts makes the barrier to
individual enforcement a total one.
B
The Court might respond to the charge that in practice it has vitiated Garcia by insisting, as counsel for Maine argued, that the United States may bring suit in federal court against a State for damages under the FLSA…. It is true, of course, that the FLSA does authorize the Secretary of Labor to file suit seeking damages, but unless Congress plans a significant expansion of the National Government’s litigating forces to provide a lawyer whenever private litigation is barred by today’s decision and Seminole Tribe, the allusion to enforcement of private rights by the National Government is probably not much more than whimsy…. [T]here is no reason today to suspect that enforcement by the Secretary of Labor alone would likely prove adequate to assure compliance with this federal law in the multifarious circumstances of some 4.7 million employees of the 50 States of the Union.
The point is not that the difficulties of enforcement should drive the Court’s decision, but simply that where Congress has created a private right to damages, it is implausible to claim that enforcement by a public authority without any incentive beyond its general enforcement power will ever afford the private right a traditionally adequate remedy….
So there is much irony in the Court’s profession that it grounds its opinion on a deeply rooted historical tradition of sovereign immunity, when the Court abandons a principle nearly as inveterate, and much closer to the hearts of the Framers: that where there is a right, there must be a remedy…. The generation of the Framers thought the principle so crucial that several States put it into their constitutions. And when Chief Justice Marshall asked about Marbury, "If he has a right, and that right has been violated, do the laws of his country afford him a remedy?," Marbury v. Madison, 1 Cranch 137, (1803), the question was rhetorical, and the answer clear: "The very essence of civil liberty certainly consists in the right of every individual to claim the protection of the laws, whenever he receives an injury…."
… It will not do for the Court to respond that a remedy was never available
where the right in question was against the sovereign. A State is not the
sovereign when a federal claim is pressed against it, and even the English
sovereign opened itself to recovery and, unlike Maine, provided the remedy
to complement the right….
V
The Court has swung back and forth with regrettable disruption on the enforceability of the FLSA against the States, but if the present majority had a defensible position one could at least accept its decision with an expectation of stability ahead. As it is, any such expectation would be naïve. The resemblance of today’s state sovereign immunity to the Lochner era’s industrial due process is striking. The Court began this century by imputing immutable constitutional status to a conception of economic self-reliance that was never true to industrial life and grew insistently fictional with the years, and the Court has chosen to close the century by conferring like status on a conception of state sovereign immunity that is true neither to history nor to the structure of the Constitution. I expect the Court’s late essay into immunity doctrine will prove the equal of its earlier experiment in laissez-faire, the one being as unrealistic as the other, as indefensible, and probably as fleeting.