GOVERNMENT
317
The Policy-Making
Process
G. Calvin Mackenzie
Fall
2009
COURSE DESCRIPTION
This course examines the development of public policies in the United
States. Topics investigated include agenda setting, program formulation,
implementation, and the use and misuse of policy analysis. Special
attention is paid to the methods and techniques of policy evaluation and to the
development of essential skills for effective policy advocacy. The
substantive focus of the course is primarily, although not exclusively, on
policy making at the national level.
READINGS
The following books have been ordered for the course and will be available at
the College Bookstore:
1. Thomas A. Birkland, An
Introduction to the Policy Process (M.E. Sharpe, 2005; ISBN:0765614898)
2. Eugene Bardach, A Practical
Guide for Policy Analysis (CQ Press, 2009; ISBN: 978087299520)
INDIVIDUAL
CONSULTATION
My office is Diamond 267. Feel free to stop by or call (EXT. 5306) whenever
I'm there, or e-mail (gcmacken@colby.edu) any time. I'm usually
there all day on Tuesdays and Thursdays, and I will do my best to be there for
certain on:
Tuesday, 11:00-11:45am; 2:15-3:00pm
Wednesday, 1:00-2:00pm
Thursday, 11:00-11:45am; 2:15-3:00pm
If you need to see me and I'm not in the office when you come by, leave a note
or send an e-mail or phone message, and I'll get in touch with you to set up an
appointment. Conversation after class is also encouraged.
COURSE REQUIREMENTS
1.
A written essay. Two will be scheduled during the semester; you may do
whichever one you prefer. Topics will be available one week in advance of
the due date. Essays may not exceed six double-spaced typewritten pages
in length.
2. The group project. Everyone will
be assigned to a group, normally of three people. Each group will be
assigned a policy issue to analyze. The analysis will include production
of a written report examining the issue and offering policy
recommendations. The findings of the study and the recommendations will
be presented to the class in an oral presentation in which each member of the
group will participate. An entire class period will be devoted to the
presentation. Each member of the group will receive the same grade for
the report. Separate grades will be provided for the oral presentations.
3.
The final exam. This will be scheduled during the exam period.
4.
Active participation in class discussions and presentations.
Summary of course requirements and
grading weights:
Essay
= 30%
Group Project Report
= 20%
Oral
Presentation= 15%
Class Participation
=
10%
Final Exam
= 25%
CLASS POLICIES
Except in the most unusual
circumstances, work submitted by students will be evaluated and returned at the
following class.
All work in this course is due at
the beginning
of class on the date on which it is assigned. Work received after the assigned due date
will be penalized at the rate of one-half letter grade per day. There
will be no extensions of this deadline nor alterations of the penalty for late
submission.
Everyone is expected to attend every
class. Your participation in class is valued, and the quality of your
participation will be a significant component of your grade for the
course. Any absence will lower that grade. Anyone who misses 3
class meetings risks being dropped from the course.
Successful
completion of the course requires the submission of all written assignments and
proper attention to attendance expectations.
Each class will begin promptly at
the scheduled time. You should be in your seat and ready to begin at that
time. Respect should be paid to anyone who is speaking to the class,
whether student or instructor. Everyone should remain in his or
her seat during class meetings and refrain from leaving the room.
No audio, video, or photographs of
the class may be recorded without the explicit consent of the instructor.
All telephones, pagers, or other
electronic communication devices should be turned off during class time, and
none may be brought into the room during exams. Laptop computers may not be
used during class meetings without the permission of the instructor.
All college rules regarding
originality of student work and plagiarism apply in this class and will be
vigorously enforced.
CLASS SCHEDULE AND READING
ASSIGNMENTS
Sep 10. Course Introduction.
1. Thomas A. Birkland, An
Introduction to the Policy Process (M.E. Sharpe, 2005), Preface, Chapters
1-4, 6, Appendix.
Sep 15. Problem perception and
agenda building.
[SKILLS WORKSHOP: Mastering Group Dynamics]
1.
Birkland, Chapter 5.
2.
Bardach, 127 -143.
3.
Jeffrey E. Cohen, "Presidential Rhetoric and the Public Agenda", American
Journal of Political Science, (February, 1995), 87-107. (JSTOR)
4.
Andrew J. Taylor, "Domestic Agenda Setting, 1947-1994," Legislative Studies
Quarterly, (August 1998), 373-397. (JSTOR)
5.
Franklin D. Gilliam, Jr., and Shanto Iyengar, "Prime Suspects: The Influence of Local Television
News on the Viewing Public," American Journal of Political Science (July
2000), 560-573. (JSTOR)
6.
Paul Burstein, "The Impact of Public Opinion on Public Policy: A Review
and an Agenda," Political Research Quarterly (March 2003), 29-40.
(JSTOR)
Sep 17. Policy making I
1.
Birkland, Chapter 7.
2.
Lael R. Keiser and Kenneth J. Meier, "Policy Design,
Bureaucratic Incentives, and Public Management: The Case of Child Support
Enforcement," Journal of Public Administration Research and Theory (July
1996), 337-364. (JSTOR)
3.
David Hatch, "Drug Company Ethics" in CQ Researcher, Issues for
Debate in American Public Policy, 75-97. (ER)
4.
Carl V. Patton and David S. Sawicki, Basic Methods
of Policy Analysis and Planning (Prentice Hall, 1993), 8-20. (ER:
"Practical principles for beginning")
5.
Graham T. Allison, "Conceptual Models and the Cuban Missile Crisis," American
Political Science Review (September 1969), 689-718. (JSTOR)
Sep 22. Policy making II
1.
Bardach, xv-64.
2.
Carl V. Patton and David S. Sawicki, Basic Methods
of Policy Analysis and Planning, 186-226. (ER: "Establishing
Evaluation Criteria")
3.
Steven Kelman, "Cost-Benefit Analysis: An
Ethical Critique" in Gillroy and Wade, eds. The
Moral Dimensions of Public Policy Choice (University of Pittsburgh Press,
1992), 153-164. (ER)
4.
"Who Should Die When Not All Can Live?" 207-208. (ER)
Sep 24. CLASS DISCUSSION: Policy
making
[SKILLS WORKSHOP: Visual Presentations of Data]
1. Birkland, Chapter 9.
2.
Bardach, 65-110.
3. Amy Gutmann and Dennis
Thompson, eds. Ethics and Politics, 61-77 ("Using Citizens as
Means:" Denver Income Maintenance Experiment), 143-169 ("Distributive
Justice:" End-Stage Renal Disease), 171-182 ("Equal
Opportunity:" AT&T Affirmative Action). (ER)
4. Ethics Case Studies [http://ethics.sandiego.edu/resources/cases/HomeOverview.asp]
Cases 17, 24, 55, 74, 83
Sep 29.
Implementation.
1.
Birkland, Chapter 8.
2.
Paul A. Sabatier and Daniel Mazmanian, "A
Conceptual Framework of the Implementation Process" in Theodoulou
and Cahn, Public Policy: The Essential Readings (Prentice Hall, 1995),
153-173 . (ER)
3.
Robert A. Katzmann, "Transportation
Policy," The Milbank Quarterly (1991), 214-237. (JSTOR)
4.
Gerald N. Rosenberg, "The Real World of Constitutional Rights: The Supreme
Court and the Implementation of the Abortion Decisions" in Epstein, ed., Contemplating
Courts (CQ Press, 1995), 390-418. (ER)
5.
Bailus Walker, Jr., "Impediments to the
Implementation of Environmental Policy," Journal of Public Health
Policy (Summer 1994), 186-202 (JSTOR)
Oct 1. Policy review:
techniques of evaluation.
1.
Thomas R. Dye, "Policy Evaluation" in Understanding Public Policy
(Prentice Hall, 1992), 352-375. (ER)
2.
Frank Fischer, "Evaluating Program Outcomes" in Evaluating Public
Policy (Nelson-Hall, 1995), 27-46. (ER)
3.
Patrick M. Regan, "U.S. Economic Aid and Political Repression: An
Empirical Evaluation of U.S. Foreign Policy," Political Research
Quarterly (September 1995). (JSTOR)
4.
F. Scott Christopher and Mark W. Roosa, "An
Evaluation of an Adolescent Pregnancy Prevention Program: Is 'Just Say No'
Enough?" Family Relations (January 1990). (JSTOR)
5.
Francis Caro, ed., Readings in Evaluation Research, 263-276 (Klerman: "Evolution of an Evaluation"), 323-342 (Kelling: "KC Preventive Patrol Experiment"),
343-347 (Cicarelli: "Head Start"), 414-427
(Ross: "Determining Social Effects of Legal Reform"). (ER)
Oct 6. Policy review: techniques of
evaluation.
Oct 8. CLASS DISCUSSION:
Policy Evaluation
[SKILLS WORKSHOP: Oral Policy Advocacy]
ESSAY 1 DUE
Oct 13. FALL BREAK. NO
CLASS
Oct 15. Policy Issue: Criminal
justice policy.
1. Radley Balko, The Cato Institute,
"Myths of the Nanny State" [http://www.cato.org/pubs/policy_report/v28n5/cpr28n5-1.pdf],
entire.
2. Mark Mauer, The Sentencing Project, "Lessons of the 'Get Tough' Movement in the United States," 1-10 [http://www.sentencingproject.org/doc/publications/inc_lessonsofgettough.pdf]
3.
Jonathan P. Caulkins et al, "How Goes the War on
Drugs? An Assessment of U. S. Drug Problems and Policy" [http://www.rand.org/pubs/occasional_papers/2005/RAND_OP121.pdf],
peruse.
4. Bardach, 111-125 .
5. Review current crime data at:
http://www.ojp.usdoj.gov/bjs/cvict_c.htm
http://www.ojp.usdoj.gov/bjs/correct.htm
http://www.ojp.usdoj.gov/bjs/stssent.htm
http://www.ojp.usdoj.gov/bjs/pros.htm
Oct 20. CLASS DISCUSSION: Criminal
Justice Policy
Oct 22. Policy Issue: AIDS Policy
1. Harold Jaffe,
"Whatever Happened to the U.S. AIDS Epidemic?" Science (August
2004) [http://0-www.sciencemag.org.library.colby.edu/cgi/content/full/305/5688/124]
2. Cathy Lisa Schneider, "Racism, Drug Policy, and
AIDS," Political Science Quarterly, (Autumn, 1998), 427-446 [JSTOR]
3.
Jon Cohen, "The Great Funding
Surge," Science (25 July 2008), 512 - 519 [http://0-www.sciencemag.org.library.colby.edu/cgi/content/full/sci;321/5888/512]
4.
Laurie Garrett, "The Lessons of
HIV/AIDS," Foreign Affairs (Jul. - Aug., 2005), 51-64 [JSTOR]
5.
Patricia D. Siplon,
AIDS and the Policy Struggle in the United States, 1-18 [ER]
6.
Review current HIV/AIDS data at:
http://www.cdc.gov/hiv/stats.htm
http://www.kff.org/hivaids/us.cfm
Oct 27. Policy Issue: Welfare Policy
1. Gordon Berlin, "The
30-Year Tug-of-War: Can Reform Resolve Welfare Policy's Thorniest
Conundrum?" The Brookings Review (Summer, 2001), 34-38 [JSTOR]
2. Robert Moffitt, "A
primer on U.S. welfare reform" Focus (Summer-Fall 2008), 15-25 [http://www.irp.wisc.edu/publications/focus/pdfs/foc261c.pdf]
3.
David T. Ellwood, "Anti-Poverty
Policy for Families in the Next Century: From Welfare to Work -- and
Worries," The Journal of Economic Perspectives (Winter, 2000),187-198
[JSTOR]
4.
Samuel H. Beer, "Welfare Reform:
Revolution or Retrenchment?" Publius
(Summer, 1998), 9-15 [JSTOR]
5.
Urban Institute, "Welfare Reform:
Ten Years Later" [http://www.urban.org/toolkit/issues/welfarereform.cfm]
6.
Review current welfare data at:
http://www.census.gov/hhes/www/poverty.html
http://www.childstats.gov/americaschildren/index.asp
Oct 29. Policy Issue:
Education policy
[SKILLS WORKSHOP: Excel
Charts and Tables]
1.
Michael E. Kraft and Scott R. Furlong, Public Policy: Politics, Analysis,
and Alternatives (CQ Press, 2004), 281-309 (ER:
"Education Policy")
2.
Jennifer Hochschild and Nathan Scovronick,
The American Dream and the Public Schools (Oxford University Press, 2003),
77-106, 191-201 (ER: "Public schools in the new America")
3.
ÒThe Seven
Deadly Sins of No Child Left Behind,Ó The Phi Delta Kappan
(Jun., 2007), 744-748 [JSTOR]
4.
McKinsey and Company, "How the World's Best-Performing School Systems Come
Out on Top" [http://www.mckinsey.com/clientservice/socialsector/resources/pdf/Worlds_School_systems_final.pdf]
5.
Review current education data at:
Nov 3. Policy Issue:
Transportation Policy
1.
Ted Balaker and Sam Staley, The Road More
Traveled: Why the Congestion Crisis Matters More Than You Think, and What We
Can Do About It (Rowman and Littlefield, 2006),
43-75. (ER)
2.
Anthony Downs, Still Stuck in Traffic: Coping With Peak-Hour Traffic
Congestion (Brookings, 2004), 14-60. (ER)
3.
Joel Schwartz, "The Social Benefits and Costs of the Automobile" in
Wendell Cox et al, eds., 21st Century Highways: Innovative Solutions to
America's Transportation Needs (Heritage Foundation, 2005), 37-66. (ER)
4. Robert W. Poole, Jr., and Kenneth Orski, "21st Century Toll Roads" in Wendell Cox et al, eds., 21st Century Highways: Innovative Solutions to America's Transportation Needs (Heritage Foundation, 2005), 83-100. (ER)
Nov 5. Policy Issue: Policy for
an aging population.
1. Century Foundation, The Basics: Public Policy in an
Older America, [Download PDF file from:[http://www.tcf.org/list.asp?type=PB&pubid=556]
entire.
2.
David C. John, The Heritage Foundation," How to Fix Social
Security," [http://www.heritage.org/Research/SocialSecurity/bg1811.cfm]
3. National Institutes of
Health, "Why Population Aging Matters: A Global Perspective," 1-28 [http://www.nia.nih.gov/NR/rdonlyres/9E91407E-CFE8-4903-9875-D5AA75BD1D50/0/WPAM.pdf]
4.
Review current population and Social Security data at:
http://www.census.gov/population/www/projections/popproj.html
http://www.socialsecurity.gov/
ESSAY 2 DUE
Nov 10. [SKILLS
WORKSHOP: Effective Powerpoint]
Nov 12. GROUP 1 PRESENTATION: What should America's immigration policies be?
Nov 17. GROUP 2 PRESENTATION:
What should be done to cope with the problem of currently illegal drugs
in the United States?
Nov 19. GROUP 3
PRESENTATION: Should there be a public policy to correct the problem of income maldistribution in the United States? If so, what should the policy be?
Nov 24. GROUP 4 PRESENTATION: What
role, if any, should public policy play in the future development of the Internet
and broadband access to it?
Nov 26. Thanksgiving Break. No Class
Dec 1. GROUP 5 PRESENTATION:
What should be United States policy for coping with global climate
change?
Dec 3. GROUP 6
PRESENTATION: What, if anything, should be done to improve
homeland security policies in America?
Dec 8. GROUP 7
PRESENTATION: How, if at all, should American tax policy be
changed?
Dec 10. Evaluating the
policy-making process.
WRITTEN REPORTS FOR
ALL GROUPS DUE
[Latest Update: September 12, 2009 @ 11:25am]